Details of Business Transacted

To enter into an agreement with the client providing all details including fee details,aspect of Conflict of interest disclosure and maintaining confidentiality of information.

To do a proper and unbiased risk – profiling and suitability assessment of the client.

To obtain registration with Know Your Client Registration Agency (KRA) and Central Know Your Customer Registry (CKYC).

To conduct audit annually.

To disclose the status of complaints in its website.

To disclose the name, proprietor name, type of registration, registration number, validity, complete address with telephone numbers and associated SEBI regional/local Office details in its website.

To employ only qualified and certified employees.

To deal with clients only from official number.

To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to advice has taken place.


An initiative by Trade Nivesh in interest of all Investors and Traders .

Beware about the Fraudulent activity by the name of Trade Nivesh. Please do not make any payment except bank account details mentioned on our website in order to avoid any financial harm.

In-case of such activity, kindly do inform us at +91-731-3517084 /+91-90390-02130 or mail us at